Diagnostic Report
The DIAGO - Diagnostic Report is read-only report that summarizes all the warnings that are currently present in the engagement. Clicking on a warning will take you to the area where the warning appears so you can resolve it. Before running the report, you can select the type of issues you want to scan. Once you are done selecting your configuration settings, click Refresh ( ) to generate the report.
The following are a list of available warnings and why it appears:
Area where the warning appears | Warning details | Why it appears |
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Freeze |
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Document contains a prerequisite that requires another document to be completed, and that other document does not have the required document sign-offs |
Freeze |
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The current content library path is invalid. Correct the library path by opening a checklist or work program and select Options | Content Library Path. |
Freeze |
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Procedures in the document may be inconsistent with the risk assessment. |
Materiality |
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Adjusted performance materiality value exceeds the final overall materiality value. |
Financial Statement Areas Worksheet (FSA) |
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The work program does not contain a procedure to address this assertion. |
Financial Statement Areas Worksheet (FSA) |
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Final Materiality is material, but it's equivalent Preliminary Materiality was not. OR Materiality assessment is enabled and there is no document specified under WP Ref. column, or the specified document does not exist in the engagement. |
Financial Statement Areas Worksheet (FSA) |
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Preliminary Materiality is material, but it's equivalent Final Materiality was not. |
Financial Statement Areas Worksheet (FSA) | ![]() |
Unrecorded adjustments + current Final Balance makes Final Materiality material, but it's equivalent Preliminary Materiality is currently not material. |
Financial Statement Areas Worksheet (FSA) |
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Unrecorded adjustments + current Final Balance makes Final Materiality not material, but it's equivalent Preliminary Materiality is currently material. |
Financial Statement Areas Worksheet (FSA) | "Proposed assessment overridden." | Assessment differs from what was proposed by the template. |
Financial Statement Areas Worksheet (FSA) |
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Risk assessment was modified after the financial statement area was completed. |
Financial Statement Areas Worksheet (FSA) |
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The inherent risk score is, or is not, the inherent risk score defined in AO. |
Financial Statement Areas Worksheet (FSA) |
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A significant risk is associated to the FSA, and assertions affected by the risk do not have the necessary audit responses enabled. |
Financial Statement Areas Worksheet (FSA) |
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An other than substantive risk is associated to the FSA, and assertions affected by the risk do not have the necessary audit responses enabled. |
Financial Statement Areas Worksheet (FSA) |
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The financial statement area is material, but its referenced document does not exist in the engagement file |
Audit Optimiser Confirmation Report (AOCR) |
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Documents were previously deleted through AOCR based on checklist responses. The response to the checklist procedure was later changed |
Detailed Audit Response Tables |
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Work program does not contain a procedure to address this assertion. |
Detailed Audit Response Tables |
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Work program does not contain a procedure associated with this audit response. |
Detailed Audit Response Tables |
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Work program contains procedures associated with this audit response, but may not be necessary. |
Detailed Audit Response Tables |
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A question in the detailed audit response has not been answered. |
Detailed Audit Response Tables |
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A significant risk is associated to the FSA, and assertions affected by the risk do not have the necessary audit responses enabled. |
Detailed Audit Response Tables |
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An other than substantive risk is associated to the FSA, and assertions affected by the risk do not have the necessary audit responses enabled. |
Procedures | "Procedure comment modified after sign-off." | The procedure comment was modified after sign-off. |
Procedures |
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Procedure response requires an issue to be created. |
Procedures |
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The procedure this was based on contains new updates. |
Procedures |
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The procedure this was based on has been deleted. |
Risk Report |
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Risk is associated to an audit area that is made up of FSA items from different class types. |
Management Letter Report |
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A reportable item is set to not show for a letter, but the Reason field is empty. |
Management Letter Report |
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A reportable item's sign-off checkbox is enabled under the "Initial" column, but the reportable item was modified after the sign-off. |
Control Matrix |
"Automated assessment of whether controls exist for risks was overridden." |
At least one risk is associated to the business cycle of the control matrix, and an automated values under the "Do Controls Exist for the Risk?" column is manually changed. |
Test of Details - Sample Size |
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The calculated sample size is greater than 0 and less than 20. |
Test of Controls - Sample Size |
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A control was already indicated as being effective, but the number of deviations for the control increased. |
This online help system applies to all CaseWare Audit, Review, and Compilation products. Not all features are available in all products.