• Work Programs
  • Check for Update Summary
  • Check for Updates within a Work Program or Checklist
  • Creating and Deleting Documents and Folders
  • Procedure Guidance
  • Procedure Highlighting
  • Import Procedure Dialog
  • Updating the File
  • Updating Work Programs and Checklists
  • Procedures Columns
  • Check for Updates Procedure Columns
  • Columns
  • Comparison dialog
  • Options menu
  • Procedures menu
  • Work Programs Menus
  • Adding an identified risk
  • Creating a New Procedure
  • Adding new sub procedures
  • Inserting Procedures from Content Library
  • References
  • Assigning procedures
  • Associating a risk to a procedure
  • Document Guidance and Conclusions
  • Check for Updates within a Work Program or Checklist
  • Copying Work Programs
  • Creating New Work Programs
  • Deleting procedures and sub procedures
  • Deleting references from work program procedures
  • Completing Work Program Procedures
  • Editing existing procedures
  • Highlighting procedures
  • Importing procedures
  • Inserting the detailed audit response
  • Locking Customizations to Work Programs
  • Marking a procedure as sensitive
  • Reallocating assigned procedures
  • Removing highlights from procedures
  • Reviewing deleted procedures
  • Saving as PDF
  • Sorting procedures and sub procedures
  • Assertions
  • Areas - Audit Response
  • Conclusions
  • Guidance
  • Completing Work Programs - Overview
  • Locking
  • Mini Risk Report
  • Objectives
  • Procedures
  • Work program/checklist progress report
  • Risk
  • Results and Sign Offs
  • Work program/checklist progress report
  • Adding a new objective
  • Adding or changing an assertion
  • Adding or changing an objective
  • Comparing or replacing a modified procedure
  • Completing the detailed audit response area
  • Deleting an objective
  • Displaying assigned procedures
  • Editing the Conclusion Area and Signing off
  • Editing objectives text
  • Filtering Procedures
  • Including new documents in a Work program/checklist progress report
  • Inserting the Mini Management Letter Report
  • Inserting the assertions area
  • Inserting the Mini Risk Report
  • Inserting the objectives area
  • Linking Risks to Procedure
  • Sorting objectives
  • Specifying the mini risk report type
  • Creating a Work program/checklist progress report

Mini Risk Report

A mini risk report can be included at the top of a work program. Two types of mini risk reports exist:

• A Risks Addressed mini risk report lists entity level risks and risks addressed in the work program.
• A Risks Identified mini risk report lists risks that have been identified in the work program.

In a work program, you can specify whether to display the Risks Addressed mini risk report or the Risks Identified mini risk report.

By default, if the work program is linked to a Financial Statement Areas worksheet or includes a detailed audit response, a Risks Addressed mini risk report is provided with the work program. A Risks Addressed mini risk report is also provided with the Financial Statement Areas worksheet. While, if a work program is not linked to a Financial Statement Areas worksheet, does not include a detailed audit response, and is not a Risk Report document, a Risks Identified mini risk report is displayed.

To display the risk details that is included in a mini risk report, double-click the risk name or on any field other than Source/Reference or Addressed/Reference.

Note: A icon will appear beside the risk name if the risk is significant.

When a mini risk report is added to the top of a work program, an additional area on the right of procedures is also included that displays risks for any procedures that have been linked to a specific risk. For more information on how to link risks to procedures, refer to Linking Procedures to Risk.

This online help system applies to all CaseWare Audit, Review and Compilation products. Not all features are available in all products.